Avondale, AZ Securities Litigation Lawyer | Phillips Law Group
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- Avondale, AZ Securities Litigation Lawyer | Phillips Law Group
When an individual buys publicly traded securities through an investment company, there is an expected level of trust between the customer and that company. Unfortunately, there are cases in which a financial company neglects to provide transparent disclosure about an investment or violates certain security laws, causing the customer to face financial losses.
Our Avondale securities litigation lawyers at Phillips Law Group understand how to handle these complex cases. During our nearly 30 years of experience, we have assisted over 155,000 clients and obtained more than $1 billion in compensation. We are well-versed in securities litigation law and understand how to build a strong case. Our founding partner Jeff Phillips is a member of the American Association for Justice and has had successful verdicts throughout Arizona, including Yavapai, Mohave, Navajo, Pima, Pinal, and Maricopa counties.
Contact our firm for a free consultation to learn about your potential legal options today. There is no obligation to take any action, however if you do move forward with our firm, you will not be charged upfront costs or attorney’s fees. This is because we take our cases on a contingency fee basis, which means that we only get paid if we help you win compensation for your securities litigation claim.
Give us a call at 1-800-706-3000 and get started on your claim today.
Do I Have Grounds to Pursue a Securities Litigation Case?
Individuals who have fallen victim to an investment loss due to another party’s fraudulent acts may be able to pursue damages for their losses. To understand if you have a legal case, we highly recommend reaching out to our team at Phillips Law Group to discuss your situation.
These cases are often complex and may involve a number of parties. During your free consultation with an Avondale securities litigation attorney from our firm, he or she can review the specifics of your situation and determine if pursuing compensation is right for you.
Submit ourOnline Case Evaluation Formtoday and our firm will call you back.
How Does Hiring a Lawyer Help My Case?
At Phillips Law Group, our firm understands how difficult and overwhelming an investment loss can be. We work hard to provide on behalf of our clients’ best interests. We have experience handling a variety of financial investment cases before the Securities and Exchange Commission (SEC), along with state and federal courts throughout the United States, including the following:
- Partnerships
- Hedge Funds
- Structure Projects
- Mortgage-Backed Securities, like CMOs and COOs
We understand the added stress a legal case can have on a person’s life after facing a financial loss. If you have a valid securities litigation case, we will aim to ease the burden by handling the case on your behalf.
Our attorneys may be able to run a thorough investigation to evaluate the situation. We may offer legal guidance throughout the entirety of the legal claim. We may also help you build a strong case and ensure that all important documents are filed accurately and before set deadlines.
Our firm is available anytime, day or night, by online chat or by phone at: 1-800-706-3000
Securities Litigation Cases Phillips Law Group Handles
At Phillips Law Group, we are prepared to handle many different types of securities litigation cases. This commonly includes:
Market Manipulation
A broker may use market manipulation to convince a customer to invest based off of misguided or false information, causing a customer to invest more than its actual value. The broker typically cashes out on his or her shares for profit.
Investment Fraud
Investment fraud involves a scheme or deception about an investment that affects a particular company or investor. This type of investment fraud, such as Pyramid or Ponzi schemes, often aim to persuade certain target groups, such as religious groups, to take on investments that are generally too good to be true.
Insider Trading
Sometimes a financial institution or broker uses inside information that is generally not known by the public for their own personal benefit. Examples of this type of activity, called insider trading, includes exchanging securities after discovering confidential information about a company’s financial position.
Churning
The practice of churning is when a broker excessively trades or buys investments on behalf of an investor for his or her own profitable growth. In this type of fraudulent activity, an investor may lose a great amount of money because of the unexpected timing of trades.
Broker Negligence
When an investor seeks out advice about a potential investment, the broker is expected to provide beneficial information to help the investor make a gainful profit from the investment. If a broker purposely deceives the investor for his or her own personal gain, the victim may be eligible to pursue a claim.
Breach of Fiduciary Duties
Financial institutions and brokers have a legal obligation, or fiduciary duty, to investors. This means that they are expected to act in good faith with fair dealing and full disclosure. Examples of a fiduciary breach may include, the misuse of an influential position, misappropriation of funds, failing to disclose certain information and neglect of responsibilities.
Failure to Supervise
A brokerage firm could be liable for financial losses if they fail to properly oversee their brokers and any actions they do that are not in compliance with state or federal security laws.
Contact an Avondale Securities Litigation Attorney Today
At Phillips Law Group, we have nearly 30 years of experience handling these kinds of cases. Our team has in-depth knowledge of the securities litigation process and we are prepared to help you pursue compensation.
Your initial consultation is 100 percent free and confidential. We also do not charge upfront costs or lawyer’s fees. We only get paid for our services if we help you win compensation for your securities litigation claim.
Call today to learn more about our securities litigation services: 1-800-706-3000 .
Free Case Evaluation
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I have been with Phillips Law Group for a little over a year and I have learned what teamwork and family in a workplace looks like. There is always someone around to lend a helping hand, which is something I appreciate and cherish. I feel a sense of joy coming to work every day because of my co-workers as well as being able to help people in what can be a scary and stressful situation. I currently work as a Litigation Legal Assistant with an amazing team. When I started here, I was not very knowledgeable in personal injury. I was lucky to have been placed with an amazing team who was willing to take time to teach and pass on some great skills that have been a huge aid in helping me be successful in my position. I would recommend working here at Phillips Law Group, because they care about their employees and there is so much room for growth.
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Phillips Law Group provides a collaborative environment in which both attorneys and staff work together to achieve the best outcome for clients. As an attorney here at PLG, I’m lucky to be surrounded by seasoned attorneys and knowledgeable staff that share my enthusiasm for helping accident victims. The team here at PLG treats clients with respect and empathy while fighting hard to get the results they deserve.
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Although my accident was fortunately not a major one, The Phillips Law Group AZ treated it as such. Their staff, specifically Mr Juan Roque was very professional, courteous and most importantly very informative. Mr Roque's attentive service was phenomenal and I highly recommend this firm!
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I tried a few previous law firms and none would take my car accident case with confidence they could get my anything. Phillips law group took my case and although it took around 4 years to get this case settled as I was in treatment, they never let up with insurance adjusters and they got me as much money as possible. They worked hard for me and advocated for me. Shoutout to key individuals who worked my case nonstop of the years, Robert Ross & Jasmine, you are AMAZING!
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Jasmine Delgado is an amazing paralegal. She was patient, kind and extremely knowledgeable. Highly recommend Phillips law group
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Definitely recommend! Awesome
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Phillips Law Group is a company that has taught me so many things. Here your work, your dedication, effort and discipline are valued, in addition to the fact that, as a woman, as an immigrant and as a human being, I have been given value and empowerment. We are a successful law firm because all workers feel part of a great family. I am very proud and honored to work at Phillips Law Group.
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A friend of mine recommended Phillips Law and I’m so grateful, because they were so wonderful, so down to earth, so professional. I felt like they were family.
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It’s an Honor and a Privilege to work for a company that cares about its employees and clients for 12 years. I’ve seen Management go out of their way to help someone whether it’s a personal matter or work related. I am also reminded of many occasions where a Client needed urgent help and we as a Team were able to get the person immediate assistance. At Phillips Law we make that happen through Teamwork and a dedication to our profession. I’ve had numerous jobs in several other fields, those were just jobs. This is a home. Many of us have been here for quite a few years, it feels like one large extended family.
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Kathy Hudson and Donato Giovanatto. Continues to go above and beyond the call of duty. Reaching out to the insurance company about the damage to the vehicle. Forcing them to take responsibility.