Lake Havasu City, AZ Securities Litigation Lawyer | Phillips Law Group
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- Lake Havasu City, AZ Securities Litigation Lawyer | Phillips Law Group
When investment brokers or institutions breach their fiduciary duty and commit fraud, their customers can suffer significant financial losses. When these things happen, victims may wonder where to turn for assistance.
The Lake Havasu City securities litigation lawyers at Phillips Law Group are here to review your situation in a free consultation. We understand how devastating securities fraud can be to your finances and retirement savings. For more than 27 years, we have represented over 155,000 consumer clients, recovering hundreds of millions in compensation. We have extensive knowledge of securities litigation cases and how to investigate and build a robust argument on behalf of our clients.
The consultation with our attorneys comes with no obligation and if you hire us, we do not get paid unless you receive compensation for your damages.
Contact Phillips Law Group today by calling 1-800-706-3000 . We can be reached anytime, 24/7.
Do I Have a Valid Securities Fraud Case?
This is a difficult question to answer without a comprehensive review of your situation, including the fraudulent actions in question and your losses.
These types of cases are often filed when a broker or financial institution breaches its fiduciary duty to customers, which could include providing false information about a stock or other investment.
Our Lake Havasu City securities litigation lawyers are prepared to take on many types of securities litigation cases, including, but not limited to:
Investors could be victims of many types of fraud, from Ponzi schemes to insider trading, market manipulation, pyramid schemes, promising risk-free investments, fraudulent promissory notes or advance fee fraud.
Backdating of Stock Options
Financial institutions must tell investors when they change the grant date on a stock option to make a fast profit. It is also illegal to improperly document changing a grant date.
This involves excessive trading of stocks so brokers can generate commissions. Customers are also charged more fees, reducing the amount of money they make on an investment.
Restatement of Earnings
Brokers or financial institutions may make amendments to financial statements, but they cannot amend them to provide false or misleading information to customers.
Failure to Meet Estimates
Sometimes an investment fails to perform as the institution or broker predicted it would because of unexpected events that were not accurately forecasted.
There are many examples of negligent actions on the part of a broker that could result in losses for his or her clients. For example, the broker may fail to make investments that are reasonably appropriate or misrepresent the safety of an investment.
Failure to Supervise
Sometimes professionals who are investing money are not properly trained or supervised when they are investing money. This could result in significant financial losses for investors and potential securities violations.
Brokers and financial institutions cannot try to manipulate future market price movements by either buying or selling.
Shareholders can appoint someone else to vote on their behalf, but they cannot abuse this privilege.
Trading After the Market Closed
Once the market closes, trading is illegal. However, that does not stop some brokers from recording trades as if they happened before the market closed for the day.
If you have any reason to believe you suffered investment losses because of any type of securities fraud, you should strongly consider discussing the situation with one of our experienced Lake Havasu City securities fraud lawyers. The consultation is free and there is no obligation to take legal action.
Call us today at 1-800-706-3000 . No upfront fees.
Benefits of Hiring an Experienced Attorney
Our attorneys have handled complex financial matters in front of the Securities and Exchange Commission (SEC) and federal and state courts. This includes cases involving hedge funds, mortgage-backed securities and partnerships, to name a few.
Our team of attorneys, paralegals and investigators are prepared to go to work building a robust case on your behalf. Our goal is to help recover your losses and hold the responsible parties accountable to help prevent others from being taken advantage of.
We understand how fast losses can occur these days, particularly because of the technology and how confusing investing can be to the average person. We understand how brokers and financial institutions use this to their advantage to breach their fiduciary duties.
Set Up a Free Consultation With a Lake Havasu City Securities Litigation Lawyer
If you have questions about your claim, you can schedule a consultation with our attorneys at a time that works for you. There is no obligation to take legal action if we find you have a viable case. We do not receive compensation unless you receive compensation at the end of the legal process.
Our founder Jeffrey Phillips has served as lead counsel in more than 40 jury trials and obtained compensation in several Arizona counties, including Mohave, Maricopa, Pima, Pinal and Gila.
Phillips and his firms have obtained more than $1 billion on behalf of our clients, helping them to move forward after being victimized by others.
You can call us anytime to schedule your free consultation. 1-800-706-3000 .
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Although my accident was fortunately not a major one, The Phillips Law Group AZ treated it as such. Their staff, specifically Mr Juan Roque was very professional, courteous and most importantly very informative. Mr Roque's attentive service was phenomenal and I highly recommend this firm!
It’s an Honor and a Privilege to work for a company that cares about its employees and clients for 12 years. I’ve seen Management go out of their way to help someone whether it’s a personal matter or work related. I am also reminded of many occasions where a Client needed urgent help and we as a Team were able to get the person immediate assistance. At Phillips Law we make that happen through Teamwork and a dedication to our profession. I’ve had numerous jobs in several other fields, those were just jobs. This is a home. Many of us have been here for quite a few years, it feels like one large extended family.
Sophia H is very helpful.
Phillips is the best!! Love all that they do to give back to the community and how much they help those who are experiencing homelessness. ❤️
Sophia H is a pleasure to work with! Thanks for all you do.
I tried a few previous law firms and none would take my car accident case with confidence they could get my anything. Phillips law group took my case and although it took around 4 years to get this case settled as I was in treatment, they never let up with insurance adjusters and they got me as much money as possible. They worked hard for me and advocated for me. Shoutout to key individuals who worked my case nonstop of the years, Robert Ross & Jasmine, you are AMAZING!
I just wanted to thank Phillips law Group and Vanessa Rodriguez for all the help that she did for my daughter’s case. She was involved in her first accident and she needed the help to deal with these adjusters. Thank you again.
I would like to send special thanks to Phillips Law Group for giving me the opportunity to be a part of the Best Law Firm here in the Valley. During these troubling times with the epidemic, Phillips Law Group has masterfully created this family-like environment while still maintaining a professional and business-like approach for all their clients. Thru impeccable leadership that is unmatched by other law firms to the Multi-diverse employment opportunities that many employees advance within the firm; Phillips Law Group has not only distanced themselves from all other competition in the Personal Injury field but also has innovatively changed the narrative of being a great law institution. From providing Employee Appreciation Day to celebrating all major Holiday including great competitive contests; Phillips Law Group has the total participation of all employees to help contribute to the continued success of this firm. So in closing I would like to thank Senior Administration (Jeffery Phillips, Eva Chiaramonte, and Tim Tonkin) along with all of my colleagues and many friends for help making Phillips Law Group a unique and wonderful place to call my place of employment for 6+ years.
Many companies talk about teamwork but few practice it. Many companies talk about an employee friendly environment but few actually provide it. At Phillips Law Group the foundation of our success is making sure we work as a team and that we work in an environment that allows everyone to thrive and be at their best every day. Our firm understands that in order for the client to have a great experience the people responsible for that client’s case must be given all the necessary tools and encouragement to make that happen. That’s the Phillips Way. As a manager of this firm in charge of several employees as well as directly affecting the client’s experience I take tremendous pride in saying we live by these premises and we work hard to build on them and make them better every day. This is an amazing place because it has amazing people working here!
Phillips Law Group is a company that has taught me so many things. Here your work, your dedication, effort and discipline are valued, in addition to the fact that, as a woman, as an immigrant and as a human being, I have been given value and empowerment. We are a successful law firm because all workers feel part of a great family. I am very proud and honored to work at Phillips Law Group.